We employ a systematic approach to managing investment risks.
Risk Management Stage
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01. Pre-Investment
Proactively establish guidelines, risk management regulations, and compliance standards.
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02. On-going Investment
Analyze potential risks and maintain a rigorous monitoring system.
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03. Post-Investment
Apply feedback and address risk factors.
Risk Management Process
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Pre-InvestmentConduct strategic risk assessment
prior to product developmentㆍ BM Review, Risk/Return profile analysis (threshold)
Manage investment guidelines -
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On-going InvestmentRisk Monitoring
ㆍ Mitigate risk through dedicated risk indicators
Daily compliance checkㆍ Oversee compliance with laws, terms, guidelines, and internal regulations.
ㆍ Conduct pre-examinations and provide feedback
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Post-InvestmentAnalyze performance, provide
feedback, and address risksㆍ Clarify processes for the scope and duration of step-by-step risk resolution
ㆍ Reporting: Division Head → Managing Director → RM Committee
Post-Compliance
ㆍ Promptly address violations and implement preventive mechanisms
ㆍ Evaluate individual performance based on adherence to company regulations